2024-CV-2113Northwind Logistics — DOJ Inquiry
Active

Northwind Logistics · Regulatory / DOJ · D.D.C. · Lead: Elena Vasquez
Documents
892,341
Custodians
34
Review progress
41%
Open date
2024-05-28

Case summary

Unity IQ · 88%

Securities class action arising from alleged misrepresentation of Q3 2023 trading desk exposure and VaR model calibration issues. Class period runs from Apr 2023 through disclosure. Key exposure period: July–October 2023. Discovery is 62% complete across 47 custodians. Deposition of M. Torres taken 2024-06-04. Wells Notice from SEC 2024-01-18 remains pending.

Recent activity

  • T. Rivera tagged 47 documents Responsive · Hot
    3m ago
  • Unity IQ flagged possible contradiction MERID-0000148 ⇄ MERID-0000001
    8m ago
  • K. Nguyen released for production HALCYON-PROD-024 (48,291 docs)
    22m ago
  • Ingest completed OCR on batch Weinstein-2024-03 (12,847 docs)
    41m ago
  • E. Vasquez commented on MERID-0000089
    1h ago
  • Unity IQ generated chronology draft Aldridge Q3 events (218 items)
    2h ago

Key people

  • RA
    Rebecca Ashford
    CFO
    184k
  • MT
    Michael Torres
    Head of Trading
    92k
  • JP
    Jennifer Park
    Compliance Director
    47k
  • DW
    Daniel Weinstein
    General Counsel
    128k
  • OC
    Olivia Chen
    VP Risk Management
    64k

Your tasks on this case

  • Second-level review of hot docs (12 remaining)
    Critical
    Due Today, 5:00pm
  • Privilege log — Weinstein custodian batch 4
    High
    Due Tomorrow
  • Approve production set HALCYON-PROD-024
    High
    Due Fri, Jul 24

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