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  • MERID-0000001Email2023-09-14 08:42
    ResponsiveHot
    RE_ Q3 Risk Committee — Trading Desk Exposure.eml
    …flag that our position limits on the equity derivatives book tripped the internal threshold at 08:14 ET. Aisha's team flagged an intermittent calibration issue with the VaR model back in July…
    Custodian: Rebecca Ashford · Score: 94%
  • MERID-0000024Word2023-10-02 14:18
    PrivilegedConfidential
    Attorney-Client — Draft SEC Response.docx
    …flag that our position limits on the equity derivatives book tripped the internal threshold at 08:14 ET. Aisha's team flagged an intermittent calibration issue with the VaR model back in July…
    Custodian: Daniel Weinstein · Score: 98%
  • MERID-0000041Excel2023-09-30 17:00
    ResponsiveConfidential
    Q3-2023-Trading-Desk-Positions.xlsx
    …flag that our position limits on the equity derivatives book tripped the internal threshold at 08:14 ET. Aisha's team flagged an intermittent calibration issue with the VaR model back in July…
    Custodian: Michael Torres · Score: 87%
  • MERID-0000089PDF2023-08-22 09:15
    ResponsiveHot
    Compliance Alert — Position Limits Breach.pdf
    …flag that our position limits on the equity derivatives book tripped the internal threshold at 08:14 ET. Aisha's team flagged an intermittent calibration issue with the VaR model back in July…
    Custodian: Jennifer Park · Score: 91%
  • MERID-0000112PPT2023-10-11 10:30
    ResponsiveConfidential
    Board Presentation — Q3 Review.pptx
    …flag that our position limits on the equity derivatives book tripped the internal threshold at 08:14 ET. Aisha's team flagged an intermittent calibration issue with the VaR model back in July…
    Custodian: Rebecca Ashford · Score: 79%
  • MERID-0000148Chat2023-09-15 00:00
    Needs Review
    Slack — #trading-desk export.json
    …flag that our position limits on the equity derivatives book tripped the internal threshold at 08:14 ET. Aisha's team flagged an intermittent calibration issue with the VaR model back in July…
    Custodian: Michael Torres · Score: 42%
  • MERID-0000203Audio2023-09-14 15:32
    Needs Review
    Recorded call — mtorres 2023-09-14.mp3
    …flag that our position limits on the equity derivatives book tripped the internal threshold at 08:14 ET. Aisha's team flagged an intermittent calibration issue with the VaR model back in July…
    Custodian: Michael Torres · Score: 51%
  • MERID-0000217Image2023-09-15 11:04
    Non-Responsive
    Trading floor photo — evidence exhibit.jpg
    …flag that our position limits on the equity derivatives book tripped the internal threshold at 08:14 ET. Aisha's team flagged an intermittent calibration issue with the VaR model back in July…
    Custodian: Michael Torres · Score: 88%
  • MERID-0000234PDF2023-11-04 09:00
    Responsive
    External auditor letter — KPMG.pdf
    …flag that our position limits on the equity derivatives book tripped the internal threshold at 08:14 ET. Aisha's team flagged an intermittent calibration issue with the VaR model back in July…
    Custodian: Daniel Weinstein · Score: 85%
  • MERID-0000268Email2023-07-18 16:22
    ResponsiveHot
    FW_ Model calibration issue — VaR.eml
    …flag that our position limits on the equity derivatives book tripped the internal threshold at 08:14 ET. Aisha's team flagged an intermittent calibration issue with the VaR model back in July…
    Custodian: Aisha Patel · Score: 92%

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